ABOUT SARETI I-III
The South African Research Ethics Training Initiative (SARETI) was a comprehensive, multi-disciplinary, Africa-based education and training programme in health research ethics based at the University of KwaZulu-Natal (School of Applied Human Sciences, Discipline of Psychology). We have ongoing informal collaborations with other leading research ethics units in South Africa and elsewhere, including the HIV AIDS Vaccines Ethics Group (HAVEG) at UKZN, the Ethics, Law and Human Rights Collaborating Centre of the UNAIDS African AIDS Vaccine Program, the Bioethics Institute at the Johns Hopkins University’s Bloomberg School of Public Health, the Kenya Medical Research Institute (KEMRI), Mapping of ethics review capacity in sub-Saharan Africa (MARC), Council on Health Research for Development (COHRED), Training and Resources in Research Ethics Evaluation (TRREE) and the Centre for the Aids Programme of Research in South Africa (CAPRISA). The overall goal of SARETI is to build African capacity for the ethics review of health research, and to strengthen Africa’s institutional training capacity necessary to achieve and sustain this aim. To achieve these goals, SARETI offers Training and Support programmes. SARETI Training comprised a multi-disciplinary, modular Masters degree programme with funding for 14 sponsored and additional self-funded trainees over a 5-year period; and short course attendance for self-funded applicants. More students were invited to participate using their own or independently sourced funding.
The core of the advanced training programme consisted of:
- modular learning at UKZN,
- practical work with research ethics committees (RECs), and
- completion of a dissertation / research paper on a topic of relevance to strengthening health research ethics at the trainee’s home institution.
The SARETI Support programme supported continuous professional education of Africa-based faculty, and supported the top trainees of the training programmes to attend a unique internship.
At the end of the 4th year of the programme (2006), SARETI organised an Africa-wide Health Research Ethics Symposium (AHRES) in Dakar, Senegal, in collaboration with other African Ethics organizations and with supplementary funding from the Wellcome Trust, to increase the impact and networking potentials of the SARETI training programmes, to facilitate African exchange in health research ethics, to strengthen Africa’s voice in this field, and to offer an opportunity for trainees to present their work to their peers. A similar symposium was held in 2010 in Umhlanga Rocks, South Africa, at the end of the second funding cycle also with assistance from the Wellcome Trust. A third AHRES was held in Hilton, South Africa to assist in conceptualising the SARETI PhD grant application.
A limited number of fully funded scholarships were available annually on a competitive basis for the degree programme. Applicants for the scholarships were serving members of African RECs, or research ethics role players in their home institutions, and had to meet other selection criteria.
SARETI Research focused on ‘hands-on’ research efforts that would help to modify the conduct of health research in ways that aimed to best serve the health and development of Africa and its people. SARETI encouraged students to engage in research projects which examined ethical aspects of health research and review of health and related research.
Extended Background and Rationale
SARETI is an Africa-based, multi-disciplinary consortium focussing on ethics and human rights in health research. SARETI staff have expertise in Public Health, Medicine, Psychology, Sociology, Basic Medical Sciences, Dentistry, Law, Human Rights, Philosophy, Ethics and Bioethics, and provide high quality education and research in health research ethics. SARETI has close links with a major US collaborator (the Johns Hopkins University, Bioethics Institute) and has representation from several other African countries, the European Union and the USA to ensure a global perspective. SARETI has built on existing modules and courses to create comprehensive, flexible, and innovative education and training programmes in health research ethics. SARETI training enables students from Africa and further afield to specialise in health research ethics and to become leaders in this field. Finally, some of the modules used for advanced training are offered as individual short courses aimed at increasing the capability of Research Ethics Committee members in dealing with the increasingly difficult issues facing African RECs as research decisions become more challenging and complex.
High quality ethics review capacity is a key component of health research systems. Research that is unethical does not lead to valid interventions, and may ultimately do more harm as people become progressively more reluctant to participate in legitimate health research. Furthermore, when health research is conducted by researchers from developed countries in the developing world, and in Africa in particular, the social, cultural, and economic context of the research has a major bearing on ethical conduct of research.
Kirigia et al. (2005) found that 36% of World Health Organisation member states in Africa did not have formal Research Ethics Committees (RECs), although many of these had ad hoc review systems in place. The need for undergraduate and postgraduate research ethics training is emphasised by these authors. Milford, Wassenaar et al. (2006) surveyed African countries with the capacity to conduct phase III HIV vaccine trials and found that only 40% of all REC members had any ethics training prior to serving on an REC and that only 52% overall had received any training after joining the REC. Similar data emerged from a SARETI graduate study in Tanzania where only 51% of REC members surveyed reported receiving any research ethics training (Ikingura, Kruger, et al., 2007). A study by Kass et al. (2007) found that 16% of RECs surveyed had members with no ethics training; 50% had members with some Fogarty-funded ethics training, and the remainder had had some ad hoc workshops or GCP training. A SARETI graduate, Nyika et al. (2008) surveyed 31 African RECs and found that only 35% of RECs offered training to new members and only 54% offered training to members after joining, concluding that “inadequate training” (p. 5) of REC members was a major problem, given the growing volume and complexity of health research in Africa. A similar study in the East Mediterranean region (Abou-Zeid et al., 2009) found that only 21% of REC members had any formal training in research ethics, while 53% had no ethics training. Ateudjieu et al. (2010) surveyed three African countries and found that up to 71% of respondent members of RECs had received some ethics training, but the training was found to be rather short and superficial, largely delivered through short workshops. The above studies found that African RECs have an average of 11 member, suggesting that there are at least 1876 REC members in Africa, of whom at least 50% have received no substantive ethics training.
In addition to all the regular issues that arise in research ethics (e.g., Community Participation, Scientific Validity, Social Value, Fair Selection of Study Participants, Favorable Risk Benefit Ratio, Valid Informed Consent, Independent Review, and Ongoing Respect for Participants; cf. Emanuel et al., 2008), recent papers argue clearly that RECs need to be more aware of promoting capacity development (IJsselmuiden et al., 2010) and ensuring that research aligns with local health policy and development agendas (Abdool Karim et al., 2010a; Sewankambo et al., 2008). Furthermore, some critics (Philpott et al., 2010) suggest that despite investment by foreign donors, ethics review of controversial studies (Abdool Karim et al., 2010b) in Africa remains inadequate. Research ethics training requires ongoing effort, even for those that have been trained (Rwabihama et al., 2010), as the research ethics agenda changes with regional development and health agendas, and the growing complexity of research and clinical trial designs (e.g., adaptive trial designs, (FDA, 2010; Hung et al., 2006); and globalized clinical trials (Annas, 2009; Glickman et al., 2009: Normile, 2008) in developing countries (Hyder et al., 2009; Lorenzo et al., 2010)).
The relative lack of trained research ethicists and of advanced institutional research ethics training capacity in Africa means that African views on the ethics of health research are neither sufficiently developed nor heard. For example, in the controversy related to ‘standards of care’ in clinical trials in developing nations, both sides of the debate are represented almost exclusively by researchers and ethicists from the developed world, even though this is an ethical issue of crucial importance to the developing world. Furthermore, Africa is also generating its own ethical problems in health research. For example, alleged research on sexual reorientation therapy, the development of poisonous substances by medical practitioners for political ends, unauthorised trials in South Africa and Tanzania of an anti-AIDS preparation, and fraud in experimental treatments for breast cancer. Given the level of leadership needed to deal with complex and urgent ethical dilemmas in research, it is essential that Africa be able to mount its own training programmes in this field to deal with problems that affect Africa directly. To date, this need has only been marginally addressed.
South Africa’s academic resources, faculty, and research enterprise are generally better funded and more numerous than elsewhere in Africa, placing South Africa in a prime position to provide high level research ethics education for African stakeholders. At the same time, its social and health problems are perhaps as great as in most countries in Africa, and the gap between wealth and poverty is stark. The enormity of its health problems, particularly the HIV epidemic, is staggering, with AIDS now the leading cause of death in adults. Experiences gained here will thus be relevant to professionals from across the continent, as well as to professionals in the developed world.
Given South Africa’s stable institutions, its linkage to all countries on the continent through New Partnership for Africa’s Development (NEPAD), and its excellent transport, accommodation, communication and financial infrastructure, South Africa provides the right environment for an intense, engaged, relevant and productive study of health research ethics in Africa. South Africa is also sufficiently cosmopolitan to enable all Africa’s nations to have representation, and often formal collaboration.
The University of KwaZulu-Natal is one of South Africa’s leading research universities, based on available global measures of research output, provides world class education and facilities, and offers an academic home to many graduate students from elsewhere in Africa. Its location makes it a logical gateway to other countries in sub-Saharan Africa: the capitals of Mozambique, Zimbabwe, Botswana, Namibia, Swaziland and Zambia are closer to us than we are to our most southern city of Cape Town. Most are within comfortable driving distance to SARETI, which is based in Pietermaritzburg.
Goals and Deliverables
The overall goal of the SARETI training programme is to build African capacity for the ethics review and implementation of relevant, appropriate and ethical health research, and to strengthen Africa’s institutional training capacity to achieve and sustain this aim.
To provide advanced, multi-disciplinary education in health research ethics to senior professionals in Africa whose work impacts on health research ethics
Specific Objectives:
- to offer Masters-level education to senior health professionals, researchers and academics enabling them to provide leadership in health research ethics in Africa
- to create a learning environment that provides trainees with substantial theoretical and practical learning in research ethics in bio-medicine, public health, law and the social and behavioural sciences
- to provide trainees with a foundation in bioethics, human rights, law, research design and research methods
- to provide trainees with a set of critical application skills for health research ethics in developing countries
- to provide trainees with practical learning in terms of institutionalising ethics review of health research and skills in teaching health research ethics to others
- to stimulate trainees to publish their work in health research ethics in globally recognised journal
To strengthen institutional capacity to continue health research ethics education, development and research in Africa
Specific Objectives:
- to create an integrated, multi-disciplinary health research ethics training platform
- to provide further training opportunities to faculty
- to promote the utilisation of SARETI modules by faculty in all disciplines that conduct research in the health field
To increase Research Ethics Committee awareness of ethical issues in health research
Specific Objectives:
- to offer training modules for members of RECs and simultaneously provide ‘continuous professional development’ workshops
To extend the impact of SARETI programmes by facilitating networking of professionals with health research ethics training and experience in Africa and globally
Educational Programmes
SARETI I-III offered full financial support for up to four Masters degree trainees yearly. These scholarships were available to professionals involved in health ethics and health research resident in Africa. (Self-funded students were welcome to apply for these programmes or particular modules, or the degree programme.)
For further information contact:
Mrs Carla Pettit,
School of Social Sciences (formerly Applied Human Sciences), College of Humanities, Discipline of Psychology
University of KwaZulu-Natal;
Private Bag XO1; Scottsville 3209; Pietermaritzburg; South Africa;
Tel: +27-33-260-6162; Fax: +27-33-260-5809;
E-mail: pettitc@ukzn.ac.za
The Masters degree programme is based on modular course work, practicals, and a dissertation or research paper. As a fourth component, the top Masters trainee was funded to present his/her work at the Global Bioethics Forum or a similar convention on health research in developing countries. A full-time Masters degree takes 2 years to complete, of which approximately 10 months are spent with SARETI and the remainder at the trainees’ home institutions.
Specific Objectives:
- To provide trainees with a solid theoretical foundation and practical competence to conduct and lead ethics review of health research
- To enable trainees to train others in providing this review
- To assist trainees in institutionalising research ethics and ethics review capacity
- To prepare African professionals to assume leadership positions in health research ethics in Africa, to pursue a career or further doctoral studies in this field
The SARETI Masters programme is a Masters of Social Science degree (MSocSc: Health Research Ethics) through the School of Social Sciences (formerly School of Applied Human Sciences), Discipline of Psychology at the University of KwaZulu-Natal.
Research Support / Settling-in Allowance
SARETI provided financial assistance to each funded SARETI graduate annually to support the completion of the SARETI research thesis on each students’ return to their home institution.
Who could apply?
All professionals whose work was intimately involved with health research ethics, either as senior researchers, REC members, institutional representatives responsible for the oversight of health research, but also journalists, lawyers, philosophers, and social scientists, and others involved with health interventions and health research. All applicants (including self-funded applicants) needed at least a Bachelors (honours) or 4-year equivalent degree to be eligible to enroll for a Masters degree. In addition, current and future experience and involvement in the ethics of health research was essential.
Who could apply?
Members of RECs, or persons wanting to prepare themselves for membership of an REC/IRB.
Educational Approach
Specifically, the SARETI programme uses the following approaches:
- Problem-based learning in which case studies reflecting current topics in health research ethics form the nucleus of teacher – student interaction. Lecturing is kept to a minimum, and most activities concern individual and group study, presentations and written assignments
- Exposure to comparative religion and culture studies, philosophy, bioethics, law, human rights and research design as the basis on which to build health research ethics capacity
- The use of explicit assessment criteria that clearly state the knowledge, skill and value/attitudinal competencies that trainees must demonstrate
- Regular meetings between trainees and faculty to personalise learning and to remove obstacles to learning as soon as they arise
- Mentoring of trainees as an essential tool to stimulate the critical use of knowledge. Each trainee will be allocated to a faculty mentor, matched on interest in research ethics and basic discipline. The mentor will provide professional guidance, help clarify learning goals, assist in selecting an appropriate and feasible research project, and follow this through with the trainee to publication. Where possible, mentors will visit their trainees at their home institutions to enhance mutual understanding and successful completion of projects.
- Additional activities including the following:
- Academic meetings and seminars;
- Attendance of meetings of the University of KwaZulu-Natal’s Biomedical Research Ethics Committee (BREC), the Human Sciences Research Council (HSRC) and scientific meetings at the HIV/AIDS Vaccine Ethics Group (HAVEG) and the Centre for the Aids Programme of Research in South Africa (CAPRISA).
Funding
SARETI receives funding from the Fogarty International Center (FIC) of the National Institutes of Health (NIH), Bethesda, Maryland, United States of America Grant Number 5 R25 TW01599-16.
A limited number of fully funded scholarships are available annually on a competitive basis for the degree programme. Applicants for the scholarships must be serving members of Africa-based Research Ethics Committees or have substantial experience in health research and ethical review and must meet other selection criteria. Interested candidates with external or private funding are also welcome to apply.
Please visit our website regularly for news about the SARETI programme and its further continuation.
SARETI I to III was funded by Fogarty International Center.

National Institutes of Health
Grant Number 5 R25 TW01599-16